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Financial supervision workshop
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Program

08:45-09:00

Registration


09:00-09:10

Welcome address by Mikael Wendschlag on behalf of the organizers.


09:10 – 10:00

Keynote presentation by Professor John C. Coffee.


10:00 – 10:30     Coffee break.


10:30 – 12:00

Panel discussion on the use and purposes of enforcement actions.

Panellists:

  • Jordi Viguer Pont, Adviserin Enforcement and Sanctions Division, ECB Banking Supervision.
  • Lars Hörngren, Senior Advisor to the Director General, Finansinspektionen.
  • Lars Afrell, Svenska Fondhandlareföreningen.
  • Fredrik Nordström, Fondbolagens förening.

Moderator:
Professor Gustaf Sjöberg, Stockholm Centre for Commercial Law.


12:00 – 13:00   Lunch break.


13:00 – 14:30

Workshop session 1: Market perspectives on enforcement actions.

Paper 1:
"Supervisory enforcement actions and depositors’ reaction: Monitoring, running, or living a quiet life?".

Presenter: Christos Tsoumas, Hellenic Open University.

Paper 2:
"Private deposit insurance, enforcement actions and deposit flows".
Presenter: Piotr Danisewicz, University of Bristol.

Paper 3:

"Public enforcement of ssecurities market rules: Resource-based evidence from the Securities and Exchange Commission".

Presenter: Christian Thomann, KTH Royal Institute of Technology.

Chair:
Mikael Wendschlag.


14:30 – 15:00   Coffee break.


15:00 – 16:30

Workshop session 2: Legal perspectives on enforcement actions.        

Paper 4:
Legal issues arising in enforcement in the UK markets in an era of judgment led financial supervision.
Presenter: Joanna Gray, Birmingham Law School.

Paper 5:
Enforcement of banking regulations in the Eurozone.
Presenter: Silvia Allegrezza, University of Luxembourg.

Paper 6:
A Swedish outlook on the field of enforcement action research.
Presenters: Rebecca Söderström and Mikael Wendschlag, Uppsala University.

Chair: Gustaf Sjöberg.


Closing remarks.

19:00
Workshop dinner for presenters and pannelists at Ulla Winbladh restaurant.

#SHouseofFinance

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